Application for quotation of securities - PER
Released
Released
Announcement PDF
Appendix 2A - Application for quotation of securities
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Announcement Summary
Entity name
PERCHERON THERAPEUTICS LIMITED
Announcement Type
New announcement
Date of this announcement
Friday November 06, 2026
The +securities to be quoted are:
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the
circumstances of the issue.
280,000,000 securities were previously announced using an Appendix 3B on 1 September 2026. The relevant documents
will not link to this form. 294,987,505 securities were issued and announced as unquoted securities during 2026.
Total number of +securities to be quoted
ASX +security
code Security description
Number of +securities to
be quoted Issue date
New class - code
to be confirmed
Options exercisable at $0.01 on or before 15 April
2028
574,987,505 06/11/2026
Refer to next page for full details of the announcement
Other
Appendix 2A - Application for quotation of securities
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Part 1 - Entity and announcement details
1.1 Name of entity
PERCHERON THERAPEUTICS LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number
41095060745
1.3 ASX issuer code
PER
1.4 The announcement is
1.5 Date of this announcement
6/11/2026
New announcement
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the
circumstances of the issue.
2.2 The +class of +securities to be quoted is:
2.3c Have these +securities been offered under a +disclosure document or +PDS?
2.3c.1 Date of +disclosure document or +PDS?
4/11/2026
2.3d Please provide any further information needed to understand the circumstances in which you are applying to
have these +securities quoted on ASX, including why the issue of the +securities has not been previously
announced to the market in an Appendix 3B
280,000,000 securities were previously announced using an Appendix 3B on 1 September 2026. The relevant documents
will not link to this form. 294,987,505 securities were issued and announced as unquoted securities during 2026.
Yes
New +securities in a class that is not yet quoted on ASX ("new class")
Other
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Part 3C - number and type of +securities to be quoted (new class) where issue has not previously been notified to ASX in an Appendix
3B
New +securities
ASX +security code
New class - code to be confirmed
+Security description
Options exercisable at $0.01 on or before 15 April 2028
+Security type
Options
ISIN code
Issue date
6/11/2026
Will all the +securities issued in this class rank equally in all respects from the issue date?
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column -
including the number of recipients and the total percentage of the new +securities held by the recipients in each
category.
Number of +securities held Number of holders
Total percentage of +securities held
For example, to enter a value of 50%
please input as 50.00
1 - 1,000 22 0.00 %
1,001 - 5,000 62 0.03 %
5,001 - 10,000 28 0.04 %
10,001 - 100,000 172 1.29 %
100,001 and over 186 98.64 %
Options Details
+Security currency
AUD - Australian Dollar
Exercise price
AUD 0.01000000
Expiry date
15/4/2028
No
Yes
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Details of the type of +security that will be issued if an option is exercised
PER : ORDINARY FULLY PAID
Number of +securities that will be issued if an option is exercised
one fully paid ordinary share in Percheron Therapeutics Limited.
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities to be
quoted or provide the information by separate announcement.
Option terms were provided in the prospectus lodged on 6 November 2026 https://asx.api.cmfyapp.com/asx-research/1.0/
file/2924-03157710-3A705749&v=undefined
Issue details
Number of +securities to be quoted
574,987,505
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Free attaching options issued during rights issue (April 2026) and placement (Sept and Oct 2026).
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
The purpose(s) for which the entity is issuing the securities
Other
Please provide additional details
Free attaching options issued during rights issue (April 2026) and placement (Sept and Oct 2026).
No
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Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
PER : ORDINARY FULLY PAID 1,982,415,536
New class - code to be confirmed : Options exercisable at $0.01 on or before 15 April 2028 574,987,505
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
PERAO : OPTION EXPIRING 20-MAY-2028 EX $0.035 107,053,966
PERAR : PERFORMANCE RESTRICTED STOCK UNITS 75,000,000
PERAI : OPTION EXPIRING 07-AUG-2028 EX $0.07 5,017,500
PERAQ : OPTION EXPIRING 15-APR-2028 EX $0.01 294,987,505
PERAJ : OPTION EXPIRING 30-JUN-2028 EX $0.061 3,000,000
PERAL : OPTION EXPIRING 29-NOV-2029 EX $0.26 4,036,487
PERAN : OPTION EXPIRING 29-NOV-2029 EX $0.52 4,036,486
PERAM : OPTION EXPIRING 29-NOV-2029 EX $0.39 4,036,487
PERAB : OPTION EXPIRING 03-JUL-2031 EX $0.004 8,100,000
PERAK : OPTION EXPIRING 04-JUL-2029 EX $0.083 9,000,000
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Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the
issue does not need any security holder approval under Listing Rule 7.1?
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1
7/10/2026
Yes
No
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