Notification regarding unquoted securities - PER
Released
Released
Announcement PDF
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 1 / 7
Announcement Summary
Entity name
PERCHERON THERAPEUTICS LIMITED
Date of this announcement
Friday November 06, 2026
The +securities the subject of this notification are:
Total number of +securities to be issued/transferred
ASX +security
code Security description
Total number of
+securities to be
issued/transferred Issue date
PERAQ OPTION EXPIRING 15-APR-2028 EX $0.01 280,000,000 06/11/2026
Refer to next page for full details of the announcement
Other
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 2 / 7
Part 1 - Entity and announcement details
1.1 Name of entity
PERCHERON THERAPEUTICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ABN
Registration number
41095060745
1.3 ASX issuer code
PER
1.4 The announcement is
1.5 Date of this announcement
6/11/2026
New announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 3 / 7
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Please specify
Appendix 3B lodged 1 Sep 26 but not linked. Quotation will be sought for 280m options.
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
has an existing ASX security code ("existing class")
Other
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 4 / 7
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to
ASX in an Appendix 3B
Additional +securities in an existing class
ASX +security code and description
PERAQ : OPTION EXPIRING 15-APR-2028 EX $0.01
Date the +securities the subject of this notification were issued
6/11/2026
Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Any other information the entity wishes to provide about the +securities the subject of this notification
Tranche 1 and Tranche 2 free attaching options
Please provide any further information needed to understand the circumstances in which you are notifying the
issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to
the market in an Appendix 3B
The options were announced previously on 1 Sept 2026 but the Appendix 3B will not link.
Issue details
Number of +securities
230,000,000
Were the +securities issued for a cash consideration?
Please describe the consideration being provided for the +securities
Options are being issued as part of the placement announced 1 Sept 2026. They are free attaching options and were
issued on a 1:2 basis.
Purpose of the issue
Other
Additional Details
Options are free attaching and being issued as part of the placement announced 1 Sept 2026.
Additional +securities in an existing class
ASX +security code and description
PERAQ : OPTION EXPIRING 15-APR-2028 EX $0.01
Date the +securities the subject of this notification were issued
6/11/2026
Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
No
Yes
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 5 / 7
+securities in that class
Any other information the entity wishes to provide about the +securities the subject of this notification
Payment of joint lead manager fees for placement announced 1 Sept 2026
Please provide any further information needed to understand the circumstances in which you are notifying the
issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to
the market in an Appendix 3B
The options were announced previously on 1 Sept 2026 but the Appendix 3B will not link.
Issue details
Number of +securities
50,000,000
Were the +securities issued for a cash consideration?
Please describe the consideration being provided for the +securities
Payment of joint lead manager fees for placement announced 1 Sept 2026
Purpose of the issue
Other
Additional Details
Payment of joint lead manager fees for placement announced 1 Sept 2026
No
Yes
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 6 / 7
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of
the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
PER : ORDINARY FULLY PAID 1,982,415,536
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
PERAO : OPTION EXPIRING 20-MAY-2028 EX $0.035 107,053,966
PERAR : PERFORMANCE RESTRICTED STOCK UNITS 75,000,000
PERAI : OPTION EXPIRING 07-AUG-2028 EX $0.07 5,017,500
PERAQ : OPTION EXPIRING 15-APR-2028 EX $0.01 574,987,505
PERAJ : OPTION EXPIRING 30-JUN-2028 EX $0.061 3,000,000
PERAL : OPTION EXPIRING 29-NOV-2029 EX $0.26 4,036,487
PERAN : OPTION EXPIRING 29-NOV-2029 EX $0.52 4,036,486
PERAM : OPTION EXPIRING 29-NOV-2029 EX $0.39 4,036,487
PERAB : OPTION EXPIRING 03-JUL-2031 EX $0.004 8,100,000
PERAK : OPTION EXPIRING 04-JUL-2029 EX $0.083 9,000,000
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 7 / 7
Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1
7/10/2026
Yes
No
Share your feedback
Discover